Securities

The counsel and support services offered by Harrison Law, P.A., include: 

 

  • Reporting and compliance with SEC, FINRA, state and other regulatory requirements
  • Corporate governance requirements
  • Analyze and review written policies, procedures and internal controls, including recommendations for necessary enhancements

We review and advise on all SEC filings such as Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Reports on Form 8-K, Ownership Forms 3, 4, and 5, and various Registration Statements and other documents.  We also offer in-house EDGAR services.